15c-211 Filing Support

Companies seeking a quotation on the Pink Sheets or the over-the-counter bulletin board (OTCBB) must have a sponsoring market maker apply for a quotation of their securities to the Financial Industry Regulatory Authority (FINRA). A detailed information statement is required. There are no particular requirements for the Pink Sheets and none for the OTCBB (other than being a reporting company). The process is to ensure that adequate information is available on the company and its financial state for the investing public. We can help draft the information statement and walk you through the comment process.